
Growth Accelerator: Align Your Business with Your Vision
Unlock your potential with personalized consulting that connects you to the subject matter experts you need. At Luminae, we understand that growing a practice isn’t just about what you know, but who you know. That’s why our consultants focus on making the right introductions—bringing specialized knowledge directly to you.
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Once those connections are made, our consultants work closely with you to apply the insights gained, guiding your progress with ongoing support and ensuring you stay on track for lasting, sustainable growth.
Vision Development
Elevate your practice by aligning your business with your vision. Uncover your core values and learn how to harness them to make better connections with better clients.​
Team Development
Strengthen your team with group coaching. Align your team's efforts with your vision, fostering better collaboration and more consistent client relationships.​
Equity Research
Leverage experienced CFAs to improve your investment process. Improve overall investment and business performance
with fractional investment officers.
Platform Consulting
Right-size your practice with platform consulting. Using your vision as a guide, we evaluate potential platforms to help find one that is right for your next transition.
Brand Growth
Harness your vision to transform your brand and generate consistent growth. Learn to refine your sales process, enhance client connections, and drive sales with discipline.
Team Growth
Expand your team with expert placement assistance. We help you recruit advisors that align with your vision to help build a cohesive, disciplined advice team.
Compliance Advice
Keep your practice compliant and secure. Independent compliance professionals can help give you the perspective to protect your business and your clients.​
RIA Workshop
Launch your RIA with confidence.
Leverage our experience with custodial relationships, technology, marketing, administration and regulatory compliance.
Accelerate Your Growth with Expert Guidance
Vision Development
Elevate your practice by aligning your business with your vision. Uncover your core values and learn how to harness them to make better connections with better clients.
Vision Development: Align Your Practice with What Matters Most
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At Luminae, we believe that the most successful advisors are the ones who align their business with who they are at their core. Our Vision Development program is a transformative journey that helps you uncover your authentic self and translate those values into every aspect of your practice.
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Here’s the reality: too often, advisors get stuck chasing growth without a deeper understanding of what drives them or what truly connects with their clients. Our coaching program is designed to guide you in uncovering your core values—those principles that define you as an advisor and resonate with your ideal clients. We help you tap into what matters most to you, so you can build a business that’s as grounded as it is successful.
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Our structured approach integrates behavioral science principles, making it possible to bridge the gap between theory and practice. With our guidance, you’ll refine your marketing approach to speak directly to clients who value what you bring to the table. Imagine not just selling products, but instead recommending solutions that you deeply believe in. This kind of authenticity is what clients are searching for, and it’s what makes your message stand out from the crowd.
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Key Benefits of Our Vision Development Coaching:
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Uncover Your Core Values: Understand what drives you both personally and professionally, and leverage that clarity in your decision-making.
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Build a Grounded Practice: Develop a strong foundation by aligning your business structure and strategy with your core values.
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Connect Through Authentic Marketing: Use your values to refine your marketing, reaching clients who appreciate and respond to who you are.
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Boost Productivity and Focus: By aligning your work with what you believe in, you’ll see improvements in efficiency, engagement, and overall productivity.​
We invite you to schedule a consultation with us to see how Vision Development can empower your practice. Let’s align your business with what truly matters—and elevate your success.
Brand Growth
Harness your vision to transform your brand and generate consistent growth. Learn to refine your sales process, enhance client connections, and drive sales with discipline.
Brand Growth: Transform Vision into Action
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Once you’ve developed a clear vision for your practice, the next step is to turn that vision into a cohesive brand and a results-driven sales process. Brand Growth is all about helping you make that transformation. At Luminae, we believe that when advisors align their brand with their core values, they work harder, more effectively, and with greater fulfillment.
Our Brand Growth program is designed to take your vision and translate it into actionable, repeatable strategies that build real connections with your clients. This involves personalized coaching—either for individual advisors or entire teams—to create a sales process that truly reflects your values and the message you want to share. We don’t just focus on what works; we focus on what works for you. That means every step of the process is customized to align with the vision you’ve developed, ensuring that your brand and your sales approach are in complete harmony.
We leverage a combination of one-on-one coaching, tailored strategies, and personalized video content to help you differentiate yourself in a crowded marketplace. This isn’t about flashy marketing or quick fixes; it’s about forging an authentic brand that resonates deeply with clients. We guide you in refining your client engagement strategies, ensuring that your messaging and outreach are both effective and genuine.
Throughout this journey, we use weekly benchmarking to keep track of your progress, allowing us to continuously refine and improve your approach. By making adjustments along the way, we ensure that your brand not only grows but evolves in a way that supports long-term success.
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Ready to take your vision to the next level? Reach out to us for a consultation, and let’s transform your vision into a brand that drives growth and builds lasting client relationships.
Team Development
Strengthen your team with group coaching. Align your team's efforts with your vision, fostering better collaboration and more consistent client relationships.
Team Development: Turn Vision into Actionable Teamwork
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Once you have defined a clear vision for your advisory practice, it’s crucial that every member of your team knows how to execute it. At Luminae, we believe that a cohesive team working towards a shared goal can make all the difference in driving sustainable success. Our Team Development program is designed to train your advisors and staff, ensuring everyone understands and works effectively within the vision you’ve established.
Luminae offers tailored training programs that help your team members learn the Vision Method, ensuring they understand not only the high-level objectives but also the practical strategies to achieve them. Through our group coaching sessions, we aim to cultivate a shared sense of purpose that unites the team. Advisors can leverage these programs to improve overall team performance, foster a disciplined sales approach, and ensure that every individual is aligned with the broader business goals.
Our training programs focus on building a culture of accountability, where each team member understands their role in executing the vision. We provide the tools and insights needed to enhance collaboration and create clear, effective communication channels. With personalized coaching and interactive workshops, team members learn best practices for enhancing client relationships, optimizing workflows, and contributing to the firm’s growth in meaningful ways.
With a focus on both individual and collective growth, our Team Development services go beyond just training. We help your team develop the skills necessary to adapt to changes, overcome challenges, and execute your vision with precision and consistency. When your team is aligned and empowered, your practice grows stronger, your sales process becomes more consistent, and your clients experience the best your firm has to offer.
Ready to strengthen your team and build a culture that drives results? Reach out to us for a consultation and let Luminae help take your team to the next level.
Team Growth
Expand your team with expert placement assistance. We help you recruit advisors that align with your vision to help build a cohesive, disciplined advice team.
Team Growth: Expand Your Team with Aligned Talent
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When your practice is ready to expand, finding the right talent can make all the difference. At Luminae, our Team Growth program is designed to help you find and recruit advisors who align with your vision, ensuring that your growing team remains cohesive, disciplined, and focused on what truly matters.
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We leverage our extensive network of industry contacts and resources to identify top-tier candidates who are not only qualified but also share your values and long-term vision. Our approach to recruitment is more than just finding resumes that match a job description—it’s about making sure that each new advisor is a perfect fit for your practice’s culture and goals. We believe that an aligned team is a motivated team, and a motivated team is a productive one.
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Our expert placement assistance provides you with the support needed to evaluate and onboard new team members smoothly. This includes everything from initial candidate screening to final integration, ensuring that every new hire understands your practice’s vision and is prepared to contribute meaningfully from day one. Whether you’re bringing on one new advisor or building an entire team, our focus is on building alignment at every level.
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The Team Growth program also includes coaching and guidance for existing team members, helping them adjust to changes and integrate seamlessly with new colleagues. This holistic approach guarantees that your practice grows without losing the elements that make it unique.
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When your team is united under a shared purpose, the entire firm operates with greater efficiency, higher morale, and a stronger focus on client relationships.
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Ready to grow your team with advisors who share your vision? Contact us to learn more about how Luminae can help you expand in a way that builds both capacity and cohesion.
Compliance Advice
Keep your practice compliant and secure. Independent compliance professionals can help give you the perspective to protect your business and your clients.
Compliance Advice: Keep Your Practice Secure
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Navigating the complexities of regulatory requirements is critical to running a successful practice. At Luminae, our Compliance Advice program provides you with access to qualified third-party compliance professionals who help you understand and address your compliance challenges with confidence. Our goal is to offer independent insights that ensure your practice remains compliant, secure, and effective.
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Our Compliance Consulting services are divided into two parts: comprehensive compliance consulting and forensic accounting.
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Compliance Consulting
Our experienced compliance professionals provide quality, independent advice to address your regulatory concerns. We offer a thorough regulatory compliance assessment, identifying gaps in your current compliance practices and helping to build robust compliance programs that meet SEC and state standards. From developing policy manuals to risk management strategies, we create clear processes tailored to your business needs, ensuring your practice remains up-to-date and fully compliant.
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We also offer compliance training and ongoing education for your team to ensure everyone is aware of the latest regulations and industry best practices. Our internal audits and reviews help regularly evaluate your compliance program, providing insights to further refine and improve your practices. We also assist with regulatory filings, reporting accuracy, client relationship management, and cybersecurity and data privacy practices, making sure all aspects of your compliance are covered.
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Forensic Accounting
We understand that financial advisors sometimes need an independent voice to evaluate their compensation arrangements. Our forensic accounting services involve a thorough review of your compensation compared to your contractual terms and industry standards. If you feel you may not be receiving fair value, our experts will benchmark your compensation, providing clarity and ensuring you are treated fairly by your firm or partnership.
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Ready to secure your practice with confidence? Connect with Luminae for a consultation and get the independent, expert guidance you need.
Equity Research
Leverage experienced CFAs to improve your investment process. Improve overall investment and business performance
with fractional investment officers.
Equity Research: Streamline for Success
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Equity research is at the heart of informed decision-making, helping to drive business growth and enhance client relationships. However, for many advisors, managing equity research can be time-consuming, diverting attention away from core activities like client engagement and business development. At Luminae, our Equity Research service is designed to help you refine your process, enhance efficiency, and redirect your focus towards the areas that truly matter.
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The Challenges
Effective equity research requires extensive data analysis, attention to detail, and significant time. Many practices struggle to keep up, leading to inefficiencies and a lack of strategic focus. Common challenges include:
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Excessive time spent on data gathering and analysis.
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Inadequate accuracy and reliability of research findings.
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Limited time for growth-oriented activities and client engagement.
Our Solution
Our team connects you with vetted independent equity analysts who can act as an "outside Chief Investment Officer (CIO)" for your practice. These experienced professionals will confidentially and professionally consult with you to optimize your equity research practices. We provide introductions to trusted experts who will:
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Review and Assess: Conduct a detailed review of your current research processes to identify inefficiencies and areas for improvement.
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Provide Actionable Insights: Deliver precise and relevant research findings to support informed decision-making.
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Offer Strategic Guidance: Act as an external CIO to help you make strategic decisions that align with your vision for growth.
By delegating equity research to these trusted professionals, you can:
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Save Time: Free up your schedule to focus on strategic growth initiatives and client interactions.
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Improve Accuracy: Access more precise and actionable research insights to make informed decisions.
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Enhance Productivity: Streamline your operations, allowing you to prioritize the work that has the biggest impact on your practice.
Working with our vetted independent equity analysts leads to tangible improvements, such as:
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Increased Efficiency: Spend less time on research and more on business growth.
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Improved Accuracy: Gain access to more reliable research findings that inform better decisions.
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Focused Growth: Concentrate on building client relationships and expanding your practice.
Next Steps
Ready to elevate your equity research capabilities? Connect with Luminae today to discover how our vetted industry professionals can transform your research process, boost productivity, and contribute to your long-term success.
Platform Consulting
Right-size your practice with platform consulting. Using your vision as a guide, we evaluate potential platforms to help find one that is right for your next transition.
Platform Consulting: The Right Tools for Your Vision
Platform consulting at Luminae is about aligning your business vision with the right technology and partner platforms to ensure seamless and efficient growth. Whether you are an advisor looking for a brokerage, an RIA, or an independent platform, our goal is to find the best solution that fits your specific needs and aspirations.
Why Platform Consulting Matters
Finding the right platform isn’t just about technology—it’s about aligning every aspect of your advisory practice with tools and services that support growth, compliance, and exceptional client experiences. The wrong platform can create inefficiencies, hinder client relationships, and ultimately slow down your ability to achieve your vision. Luminae's Platform Consulting services help you avoid those pitfalls by offering customized, expert guidance.
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Our Approach
Our specialized platform consulting service evaluates your current technology stack, workflows, and client engagement processes, helping you select and implement the best tools for your needs. We offer:
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Platform Evaluation and Selection: We assess your current and future needs—including CRM, portfolio management tools, compliance systems, and more—to recommend platforms that best align with your vision.
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Integration and Setup: Our team assists with the seamless integration of new tools into your existing systems, ensuring that everything works smoothly from day one.
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System Customization: We tailor platform features to match your specific workflows, from customizing dashboards to setting up data migration for a smooth transition.
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Training and Support: We provide thorough training for your team, along with ongoing technical support to ensure everyone is comfortable with the new systems.
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Compliance and Security: Keeping your practice compliant is paramount. We ensure that every platform you use adheres to regulatory standards and protects sensitive data.
Benefits of Platform Consulting with Luminae
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Efficiency: Streamlined processes that save time and reduce complexity.
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Client Satisfaction: Enhanced client experiences through better tools and services.
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Scalability: Solutions that grow with your business, accommodating expansion without added strain.
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Compliance Assurance: Better adherence to regulatory requirements, reducing risk and providing peace of mind.
Ready to Optimize Your Practice?
With Luminae’s expert platform consulting, you can ensure that your practice is equipped with the best tools and systems to succeed. Whether it's about enhancing operational efficiency, improving client interactions, or ensuring compliance, our consultants will help you find the right fit for your vision.
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Connect with us today to start transforming your practice.
RIA Workshop
Launch your RIA
with confidence.
Leverage our experience with custodial relationships, technology, marketing, administration and regulatory compliance.
RIA Workshop: Launch Your Independent Path with Confidence
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For advisors who value freedom and the opportunity to build their own practice, Luminae's RIA Workshop offers the perfect solution. Our comprehensive consulting services are designed to help you launch or manage your Registered Investment Advisor (RIA) with confidence. We understand that starting your own RIA is a significant step, but one that can unlock unparalleled independence and control over your business.
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What We Offer
Our RIA Workshop puts crucial resources at your fingertips to ensure that your transition is as smooth as possible. Whether you're launching a new RIA or managing an existing one, our services include:
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Back-Office Operations: We help streamline the essential day-to-day administrative tasks so you can focus on your clients and growth.
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Technology Integration: Guidance in selecting and integrating the technology that supports your RIA, from CRM systems to compliance software.
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Compliance and Supervision: Support to help you stay compliant with regulatory requirements, ensuring your RIA meets industry standards from day one.
Our expertise will help you navigate the complexities of RIA management, enabling you to operate efficiently, minimize risks, and focus on what you do best—serving your clients and growing your practice.
Why Choose the RIA Workshop?
Starting your own RIA allows you to pursue your vision without limitations. Our RIA Workshop is for advisors ready to take that leap, those who seek the freedom to define their own path, control their business decisions, and create a practice that is fully aligned with their values. With Luminae’s support, you don’t have to go it alone—our experienced consultants are here to guide you every step of the way.
Ready to start your own RIA? Connect with Luminae today and explore how we can support your journey towards independence and long-term success.